Systematic Market Research

Exploiting Leveraged ETF Decay:
A Systematic Carry Trade on AVGO / AVL

Single-stock leveraged ETFs bleed value daily through swap financing costs. This paper constructs a market-neutral carry trade to capture that bleed — and presents results both with and without a one-off December 2025 volatility event that materially distorts the headline figures.
By: Brian Liew (LSE, BSc Accounting and Finance) Oct 2024 – Mar 2026 355 trading days Data: Compustat via WRDS Published Mar 2026 Code
Reporting note: Figures shown on two bases — including and excluding December 2025, a one-off volatility event contributing 68% of total P&L. The adjusted figures are the author's preferred basis.
CAGR
21.45%
15.96% adjusted
Sharpe ratio
1.28
1.33 adjusted
Max drawdown
-0.97%
Unchanged in both
Beta vs SPY
0.042
Near market-neutral
CAGR (adjusted)
15.96%
vs SPY 9.93%
Sharpe (adjusted)
1.33
Structural carry only
Max drawdown
-0.97%
Sub-1% regardless
Beta vs SPY
0.042
Near market-neutral

How leveraged ETF financing costs create a carry trade

A 2x leveraged ETF promises exactly twice the daily return of its underlying. In practice it consistently delivers less. This gap — the tracking error — is not random noise. It is a structural, predetermined daily deduction built into the product's swap mechanics, and it accrues to the short seller unconditionally regardless of market direction.

AVL, the T-Rex 2x Broadcom ETF, achieves its 2x exposure through a total return swap. The counterparty delivers 2x AVGO's daily return but charges a financing rate comprising the risk-free rate plus a spread for the difficulty of hedging a single-stock position. This cost is deducted from NAV every trading day — silently, whether AVGO rises or falls.

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Daily mechanics: If AVGO rises 1%, AVL delivers approximately +1.95% not +2.00%. If AVGO falls 1%, AVL delivers approximately -2.05% not -2.00%. The drag operates in both directions. The correlation of daily strategy P&L with AVGO's return in this backtest is 0.002 — statistically indistinguishable from zero.

The position is structured as $10,000 long AVGO / $5,000 short AVL, rebalanced daily to maintain delta neutrality. The gross spread — observed tracking error of 23.12% minus borrow cost of 0.6% — is the return available before friction.

Tracking error anatomy — what drives the carry
~7%
Risk-free rate passed through
~15%
Bank swap spread (single-stock illiquidity premium)
~1%
ETF expense ratio

The December 2025 problem — and why it matters for honest reporting

Before presenting backtest results, it is necessary to address a significant anomaly. December 2025 contributed $2,157 of the strategy's total $3,149 P&L — 68% of all profit from a single month out of 18. Any unqualified presentation of headline returns would be misleading without this disclosure.

What caused the December anomaly: AVGO fell 14.1% in December 2025. The daily compounding mechanic of a 2x leveraged ETF causes losses to compound asymmetrically over sustained directional moves — volatility decay. AVL fell substantially more than 2x over the month, generating outsized tracking error of 17.4% against a typical monthly run-rate of 0.3–1.7%. This P&L was real, but it required a specific confluence of high volatility and directional momentum that cannot be reliably expected to repeat.

Monthly tracking error (%) — December clearly anomalous
Structural carry (typical) Dec 2025 vol event

All results in this paper are presented on two bases: full sample (including December) and adjusted (December P&L replaced with a structural-TE-only estimate). The adjusted figures are the author's preferred basis for evaluating forward-looking merit.

Conservative estimate
15.96%
Dec = structural TE only. The repeatable carry. Author's preferred basis.
Full sample
21.45%
All P&L included. Inflated by Dec anomaly. Accurate but not extrapolatable.
Dec fully excluded
~7.0%
December set to zero. Overly harsh — carry still accrued. Shown for completeness.

Full results — daily rebalancing, both bases

The backtest runs from AVL's inception (October 10, 2024) through March 13, 2026 across six distinct market regimes. Position: $10,000 long AVGO, $5,000 short AVL, 0.6% annual borrow, rebalanced daily.

Metric Full sample Adjusted (excl. Dec windfall) Weekly rebal (full)
Total return+31.49%+13.39%+50.07%
CAGR+21.45%+15.96%+33.40%
SPY CAGR (same period)+9.93%+9.93%+9.93%
Sharpe ratio1.281.331.50
Calmar ratio22.0616.455.38
Max drawdown-0.97%-0.97%-6.21%
Beta vs SPY0.0420.0420.222
Win rate60.3%60.3%55.5%
Win / loss ratio1.95x1.95x1.33x
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Why daily rebalancing dominates on a risk-adjusted basis: Weekly produces a higher headline CAGR (33.4% vs 21.5%), but 87% of that advantage came from a single month. On an adjusted basis both are comparable in CAGR, while daily carries 6x less drawdown and a beta of 0.04 vs 0.22. The weekly strategy's superior headline figures reflect a momentum windfall, not structural edge.

Cumulative P&L — daily vs weekly rebalancing
Daily rebalancing Weekly (comparison)

Monthly P&L — December highlighted as anomaly

Monthly P&L, $10,000 initial capital
Normal carry months Dec 2025 vol event

Performance across six distinct market conditions

The strategy was profitable in all six regimes encountered. The daily P&L correlation with AVGO's return was 0.002, confirming that market direction does not determine the sign of returns.

EventAVGO returnStrategy P&LClassification
AVGO bull run (Oct–Dec 2024)+27.7%+$115Normal carry
DeepSeek crash (Jan 2025)-6.4%+$42Normal carry
Liberation Day (Apr 2025)+7.6%+$39Normal carry
AVGO earnings spike (Sep 2025)+22.1%+$48Normal carry
December 2025 selloff-17.6%+$2,102Vol decay event — not repeatable
2026 YTD (to Mar 13)-7.3%+$195Normal carry

Risks, limitations, and what could go wrong

Sustained directional momentum

The primary risk is a prolonged unidirectional move in AVGO. Between daily rebalances the position drifts out of its 2:1 hedge ratio. Synthetic stress tests show the worst case: a +1.5%/day move over 20 consecutive days produces approximately a -4% loss on capital. This risk is symmetric — sustained down moves also hurt through the same drift mechanism.

Momentum risk is symmetric. The ideal environment is choppy and mean-reverting, where both structural carry and volatility decay accrue. A trending market in either direction gradually unwinds the hedge. Daily rebalancing substantially reduces but does not eliminate this exposure.

Borrow cost uncertainty

The 0.6% borrow cost estimate reflects current market conditions and is not fixed. Borrow costs for single-stock ETFs can spike when the underlying moves strongly — potentially forcing closure at an inopportune time. This should be monitored daily through your prime broker.

Short data history

AVL launched in October 2024, giving this backtest only 17 months of live data. The sample does not include a prolonged bear market or rising-rate environment. The structural tracking error argument is robust, but its specific magnitude in different regimes remains untested.

Conclusion

On the adjusted basis — stripping the December volatility windfall — this strategy produced a CAGR of approximately 15.96% at near-zero market beta and a maximum drawdown under 1%. That is a genuinely attractive risk-adjusted profile, and it rests on a structural argument that is observable and persistent across all 17 months of available data.

The full-sample CAGR of 21.45% is accurate but misleading as a forward-looking estimate. The author's view is that the honest expected return is in the range of 11–16% annually — the lower bound representing conservative structural carry, the upper bound allowing for occasional volatility decay events. Investors should base any allocation decision on the adjusted figures presented here, not the headline number.